Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hui Xu | 2997482 | 2 | 02/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Sherman | 1430874 | 2 | 02/13/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Scott Weber | 2307660 | 1 | 02/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Frank Shamblin | 2049410 | 2 | 02/11/2004 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Darryl James Jung | 2325643 | 1 | 02/10/2004 | Customer Dispute | Denied | $92,614.60 | $0.00 | See FINRA Report |
| Christopher Charles Rall | 2890840 | 1 | 02/06/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Everett Paul Samuels | 2201758 | 5 | 02/06/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Martin Hoisch | 862183 | 1 | 02/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Bubnis | 34133 | 3 | 01/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Bratincevic | 2125768 | 2 | 01/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |