Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Everett Welch | 2765405 | 2 | 03/22/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 03/12/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dean Steven Howard | 2223216 | 1 | 03/11/2004 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 03/11/2004 | Customer Dispute | Denied | $15,575.00 | $0.00 | See FINRA Report |
| David Kirk Zirretta | 2858875 | 1 | 03/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Clem Shanklin | 1316959 | 1 | 03/03/2004 | Customer Dispute | Denied | $94,520.80 | $0.00 | See FINRA Report |
| John P Higginbotham | 1055547 | 3 | 02/25/2004 | Customer Dispute | Denied | $5,227.13 | $0.00 | See FINRA Report |
| Charles Benton Albright | 1630940 | 3 | 02/24/2004 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Vincenzo Costanzo | 2034704 | 4 | 02/23/2004 | Customer Dispute | Denied | $51,771.00 | $0.00 | See FINRA Report |
| Everett Paul Samuels | 2201758 | 5 | 02/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |