Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Philip Edward Yellovich | 1992196 | 2 | 04/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott P Berk | 2790714 | 1 | 04/20/2004 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
Jack Zager | 1042704 | 3 | 04/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Carl Rueckl | 1452432 | 1 | 04/08/2004 | Customer Dispute | Denied | $118,000.00 | $0.00 | See FINRA Report |
Darnell Donnie Jackson | 1172171 | 1 | 04/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Anderson Lumpkin | 4696874 | 1 | 04/06/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Adam Stuart Warshavsky | 2409276 | 1 | 04/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Peter David Liebeskind | 1047444 | 1 | 04/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Todd Myers | 4024112 | 1 | 03/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Charles Vinciguerra | 1832887 | 2 | 03/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |