Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Marie Santo | 1329706 | 3 | 05/18/2004 | Customer Dispute | Denied | $8,400.00 | $0.00 | See FINRA Report |
| Scott Kirby Magnesen | 1050010 | 1 | 05/18/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Warren Tuttle | 816765 | 4 | 05/18/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 05/17/2004 | Customer Dispute | Denied | $8,425.00 | $0.00 | See FINRA Report |
| Mark Day Russell | 1053253 | 1 | 05/11/2004 | Customer Dispute | Denied | $61,530.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 05/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Lamberti | 3129535 | 1 | 05/03/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Andrew Barry Schultz | 2084168 | 7 | 04/28/2004 | Customer Dispute | Denied | $83,852.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Conklin | 52060 | 3 | 04/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Jeffrey Cohen | 1519913 | 2 | 04/22/2004 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |