Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James McLaughlin Patrick | 1914275 | 4 | 07/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald William Tolle | 2039392 | 1 | 06/30/2004 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| George Haven Welker | 2137820 | 1 | 06/30/2004 | Customer Dispute | Denied | $14,400.00 | $0.00 | See FINRA Report |
| Vernon Garrett Jarman | 1564443 | 3 | 06/30/2004 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Richard L Priore | 1749247 | 2 | 06/21/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Neil O'Connor | 2242934 | 1 | 06/16/2004 | Customer Dispute | Denied | $71,850.20 | $0.00 | See FINRA Report |
| Christopher S Schofield | 2175959 | 3 | 06/04/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Malone | 822859 | 3 | 06/04/2004 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Daniel James Geigler | 4201600 | 1 | 06/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Garruzzo | 2525113 | 6 | 05/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |