Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Michael Trivisonno | 2780266 | 2 | 09/02/2004 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Evan Randall Katz | 264993 | 2 | 08/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean D Trindle | 704797 | 5 | 08/23/2004 | Customer Dispute | Denied | $52,655.00 | $0.00 | See FINRA Report |
| Russell W Spitz | 1301417 | 3 | 08/20/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gregory John Schaeffer | 1268714 | 2 | 08/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Ashley Hart | 2332375 | 5 | 07/28/2004 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| John A Pettica | 361900 | 1 | 07/27/2004 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Herbert Warren Means | 1796263 | 1 | 07/26/2004 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 07/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Callea | 2855137 | 1 | 07/19/2004 | Customer Dispute | Denied | $10,187.50 | $0.00 | See FINRA Report |