Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Everett Yates | 3185896 | 1 | 10/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Anne Craddock | 2757359 | 1 | 10/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley James Clarke | 1251599 | 1 | 09/28/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan John Huveldt | 3257788 | 3 | 09/24/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Michael Paul Richard | 2486662 | 2 | 09/22/2004 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Kathleen Frances Flaherty | 3157819 | 1 | 09/17/2004 | Customer Dispute | Denied | $8,349.43 | $0.00 | See FINRA Report |
| Theresa Elena Chacopulos | 2280421 | 4 | 09/17/2004 | Customer Dispute | Denied | $5,534.00 | $0.00 | See FINRA Report |
| Mark Alllen White | 1764340 | 3 | 09/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward John Boulbol | 1282129 | 3 | 09/13/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne Cymrot | 2385080 | 1 | 09/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |