Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kate P Sweeney | 1233889 | 2 | 11/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Marks Spiro | 1280994 | 3 | 11/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Gregg Metzger | 1390095 | 2 | 11/16/2004 | Customer Dispute | Denied | $65,552.00 | $0.00 | See FINRA Report |
| C Ryan Hill | 1514897 | 3 | 11/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick W Rickan | 1007865 | 2 | 11/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Brigham | 2176580 | 1 | 10/25/2004 | Customer Dispute | Denied | $412,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 10/25/2004 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Jeffrey Aaron Kaufman | 2311864 | 1 | 10/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ron Richard Fetsch | 1347332 | 4 | 10/13/2004 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Kurt R Koehler | 2243619 | 3 | 10/08/2004 | Customer Dispute | Denied | $7,980.57 | $0.00 | See FINRA Report |