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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,291-1,300 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Russell W Spitz1301417301/27/2005Customer DisputeDenied$10,000.00$0.00See FINRA Report
Evan Randall Katz264993201/20/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Sean White2411286101/04/2005Customer DisputeDenied$14,279.30$0.00See FINRA Report
Wilson Benjamin Fields2894947101/04/2005Customer DisputeDenied$14,279.30$0.00See FINRA Report
Ron Richard Fetsch1347332412/31/2004Customer DisputeDenied$8,321.26$0.00See FINRA Report
Gregory Ellis Hutcheson1894130212/28/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Kyle C Boos2625521312/18/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Don Tally Davis1094792212/13/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Harold William Schwartz416283312/07/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Howard K Wen2833693612/01/2004Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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