Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Russell W Spitz | 1301417 | 3 | 01/27/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Evan Randall Katz | 264993 | 2 | 01/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Sean White | 2411286 | 1 | 01/04/2005 | Customer Dispute | Denied | $14,279.30 | $0.00 | See FINRA Report |
Wilson Benjamin Fields | 2894947 | 1 | 01/04/2005 | Customer Dispute | Denied | $14,279.30 | $0.00 | See FINRA Report |
Ron Richard Fetsch | 1347332 | 4 | 12/31/2004 | Customer Dispute | Denied | $8,321.26 | $0.00 | See FINRA Report |
Gregory Ellis Hutcheson | 1894130 | 2 | 12/28/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kyle C Boos | 2625521 | 3 | 12/18/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Don Tally Davis | 1094792 | 2 | 12/13/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Harold William Schwartz | 416283 | 3 | 12/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Howard K Wen | 2833693 | 6 | 12/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |