Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeronimo Eduardo Del Villar | 6162284 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Chad Heffron | 5369715 | 1 | 03/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott Andrew Hartman | 2463459 | 2 | 03/16/2022 | Customer Dispute | Denied | $99,485.80 | $0.00 | See FINRA Report |
Armen C Doyan | 6637258 | 1 | 03/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Patrick Michael Willer | 6470547 | 1 | 03/03/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Keith Bradley Smithers | 1550024 | 2 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Diana S Poole | 6292305 | 1 | 02/24/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Heather Lynn Lucas | 4189907 | 1 | 02/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Joseph Fischer | 1882653 | 2 | 01/20/2022 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
Dan Olin Schlegelmilch | 1810069 | 1 | 01/10/2022 | Customer Dispute | Denied | $311,000.00 | $0.00 | See FINRA Report |