Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley J Adams | 4338504 | 6 | 02/28/2005 | Customer Dispute | Denied | $6,552.00 | $0.00 | See FINRA Report |
| Walter A Romans | 1264383 | 1 | 02/25/2005 | Customer Dispute | Denied | $37,246.00 | $0.00 | See FINRA Report |
| John Jeffrey Clay | 2224431 | 3 | 02/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Jean Tharp | 2960280 | 3 | 02/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Alexander Nowak | 1100975 | 4 | 02/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Greg Leclair | 1793473 | 3 | 02/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Dobos-Bubno | 2594894 | 2 | 02/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James McLaughlin Patrick | 1914275 | 4 | 02/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Robert Hasselkus | 3257152 | 3 | 02/11/2005 | Customer Dispute | Denied | $8,715.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 02/03/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |