Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Blount | 1398846 | 4 | 03/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antoinette Joanne Seymour | 1831624 | 5 | 03/29/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 03/29/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| William B Quick | 1549309 | 4 | 03/28/2005 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Antoinette Joanne Seymour | 1831624 | 5 | 03/16/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 03/16/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Adam Patrick Leapley | 2594211 | 2 | 03/13/2005 | Customer Dispute | Denied | $13,370.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 03/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley J Adams | 4338504 | 6 | 03/10/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Shane Austin | 2167814 | 1 | 03/04/2005 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |