Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Moran | 2329694 | 3 | 04/12/2005 | Customer Dispute | Denied | $5,135.00 | $0.00 | See FINRA Report |
| Mary Newman McEachern | 1781732 | 4 | 04/11/2005 | Customer Dispute | Denied | $176,988.00 | $0.00 | See FINRA Report |
| Antoinette Joanne Seymour | 1831624 | 5 | 04/11/2005 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 04/11/2005 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 04/11/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Joan Marie Espinosa | 2492344 | 1 | 04/11/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Gerald Arne Weiner | 600195 | 1 | 04/08/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Basile | 1637190 | 1 | 04/06/2005 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 04/05/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Leor Tzour | 4015537 | 1 | 04/05/2005 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |