Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurice Michel Delahoussaye | 1511617 | 2 | 05/23/2005 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Todd C Gray | 2300742 | 3 | 05/20/2005 | Customer Dispute | Denied | $12,615.00 | $0.00 | See FINRA Report |
| Richard Lee Gum | 2179432 | 1 | 05/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Neil Hatfield | 2821858 | 1 | 05/19/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl Wayne Wolfslau | 2536923 | 3 | 05/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robin Zaft | 2765552 | 3 | 05/05/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Francis James Aurino | 1754375 | 2 | 04/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Oberman | 1690228 | 5 | 04/25/2005 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Bill Kwon | 2681323 | 2 | 04/20/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| John Erich Piper | 1526897 | 1 | 04/13/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |