Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vernon Garrett Jarman | 1564443 | 3 | 07/21/2005 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| James Wing Hong Wong | 3104050 | 3 | 07/13/2005 | Customer Dispute | Denied | $30,107.50 | $0.00 | See FINRA Report |
| Laura Rose Barberian | 718994 | 2 | 07/11/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Paul Arthur Chavenson | 1101754 | 6 | 06/30/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Srikumar Ramanan | 2023199 | 2 | 06/30/2005 | Customer Dispute | Denied | $24,987.00 | $0.00 | See FINRA Report |
| Lisa Ann Gibson | 1625643 | 1 | 06/23/2005 | Customer Dispute | Denied | $46,632.10 | $34,974.10 | See FINRA Report |
| Linda Renee Goodson | 2612312 | 2 | 06/22/2005 | Customer Dispute | Denied | $6,491.40 | $0.00 | See FINRA Report |
| Antoinette Joanne Seymour | 1831624 | 5 | 06/06/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Roger Allen Piper | 2282912 | 14 | 06/06/2005 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Jason Barrett Haberman | 2425329 | 2 | 06/02/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |