Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Silvio Stumpo | 846169 | 1 | 08/22/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Cushing | 2905134 | 1 | 08/22/2005 | Customer Dispute | Denied | $16,161.00 | $0.00 | See FINRA Report |
| Oscar Jose Hernandez | 1127234 | 1 | 08/22/2005 | Customer Dispute | Denied | $3,000,000.00 | $0.00 | See FINRA Report |
| James Edwin Hole | 1211795 | 1 | 08/22/2005 | Customer Dispute | Denied | $20,652.40 | $0.00 | See FINRA Report |
| Ronald Scott Hopkins | 2351319 | 2 | 08/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Merle Lynn Zislin | 1719217 | 3 | 08/08/2005 | Customer Dispute | Denied | $30,755.00 | $0.00 | See FINRA Report |
| Frank Albert Lazar | 4217376 | 3 | 08/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Albert Steinmetz | 1752197 | 2 | 08/03/2005 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Judy W Lev | 1106636 | 5 | 08/01/2005 | Customer Dispute | Denied | $44,771.00 | $0.00 | See FINRA Report |
| Paul J Murray | 806112 | 3 | 07/22/2005 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |