Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean D Trindle | 704797 | 5 | 11/02/2005 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Haskard | 2896414 | 2 | 10/25/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Aleksandr Guzenfeld | 4037633 | 2 | 10/21/2005 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Chad G Reibman | 2245627 | 3 | 10/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford C Jeter | 1125928 | 2 | 09/27/2005 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Regis Francis Larkin | 1451409 | 1 | 09/26/2005 | Customer Dispute | Denied | $18,900.00 | $0.00 | See FINRA Report |
| Tom Turney Edwards | 2372982 | 2 | 09/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ann Tu | 2764697 | 1 | 09/20/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Stephen Serio | 2605052 | 1 | 09/17/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Geoffrey Howard Berman | 822617 | 1 | 09/16/2005 | Customer Dispute | Denied | $24,500.00 | $0.00 | See FINRA Report |