Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Alan Stark | 1310856 | 3 | 12/16/2005 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| Rachael Lynn Tobor | 4597271 | 1 | 12/12/2005 | Customer Dispute | Denied | $130,500.00 | $0.00 | See FINRA Report |
| Alan Browne Whitman | 465736 | 2 | 12/09/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Maria E Prego | 2337760 | 2 | 12/02/2005 | Customer Dispute | Denied | $18,500.00 | $0.00 | See FINRA Report |
| Thomas Hall Seabron | 735565 | 3 | 12/01/2005 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Christopher Jameson Wynne | 2327497 | 2 | 11/23/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Garza | 3263404 | 1 | 11/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Aaron Bearden | 2552874 | 2 | 11/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 11/17/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 11/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |