Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Blumenthal | 1361844 | 4 | 01/30/2006 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Douglas Edward Adams | 4431866 | 2 | 01/27/2006 | Customer Dispute | Denied | $73,165.00 | $0.00 | See FINRA Report |
| James Brian Bienvenu | 1493058 | 2 | 01/27/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Martin Koehler | 3193163 | 1 | 01/25/2006 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Hammond Hyungyoul Han | 1576569 | 4 | 01/24/2006 | Customer Dispute | Denied | $745,000.00 | $0.00 | See FINRA Report |
| Jesse Blount | 1398846 | 4 | 01/18/2006 | Customer Dispute | Denied | $7,260.00 | $0.00 | See FINRA Report |
| William B Quick | 1549309 | 4 | 01/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Stewart Small | 1148738 | 4 | 12/28/2005 | Customer Dispute | Denied | $324,000.00 | $0.00 | See FINRA Report |
| Alan Browne Whitman | 465736 | 2 | 12/27/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 12/19/2005 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |