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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,191-1,200 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary Crowe Casey1076863103/22/2006Customer DisputeDenied$0.00$0.00See FINRA Report
David Neale Brown3091121203/20/2006Customer DisputeDenied$400,000.00$0.00See FINRA Report
Thomas James Murphy827992103/13/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Alexander Barclay1792381103/09/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Charles John McNamara2296586402/24/2006Customer DisputeDenied$51,000.00$0.00See FINRA Report
Tahesin Hussein Somji3024911102/23/2006Customer DisputeDenied$85,575.70$0.00See FINRA Report
Ronald Barry Nadel1251276302/10/2006Customer DisputeDenied$0.00$0.00See FINRA Report
J Frederick Schoellkopf VI2075479102/10/2006Customer DisputeDenied$8,000.00$0.00See FINRA Report
Andrew Scott Oberman1690228502/08/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Alex Muscati2311373801/31/2006Customer DisputeDenied$800,000.00$0.00See FINRA Report

2,106 Results

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