Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Lynn Fallin | 2357572 | 1 | 05/02/2006 | Customer Dispute | Denied | $5,793.59 | $0.00 | See FINRA Report |
| Lovell Lloyd Roe | 1486034 | 1 | 04/25/2006 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Biederman | 1250587 | 2 | 04/24/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Bruce Almo French | 2749519 | 1 | 04/21/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Walter Chaing Lay Lim | 1747688 | 2 | 04/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Kenneth Lee | 2857636 | 1 | 04/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul John Mulvihill | 3115580 | 1 | 04/06/2006 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Michael Edward Roth | 2457634 | 2 | 04/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mathew Aaron Jemison | 4413760 | 1 | 04/05/2006 | Customer Dispute | Denied | $9,983.00 | $0.00 | See FINRA Report |
| Howard K Wen | 2833693 | 6 | 03/28/2006 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |