Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Anthony Fezza | 1133552 | 5 | 07/03/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
Eric Prange Krawitt | 2333128 | 3 | 06/30/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Catherine Marcia Johnson | 1099099 | 1 | 06/29/2006 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
Mark Walter Wells | 3053517 | 6 | 06/28/2006 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Kevin John Curry | 3276473 | 4 | 06/27/2006 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
Troy Michael Larsen | 4286083 | 1 | 06/12/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dennis Cutrone | 2942376 | 2 | 05/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kevin George MacKey | 712451 | 1 | 05/15/2006 | Customer Dispute | Denied | $13,250.00 | $0.00 | See FINRA Report |
Bradley J Adams | 4338504 | 6 | 05/12/2006 | Customer Dispute | Denied | $11,580.00 | $0.00 | See FINRA Report |
Shawn G Ryan | 2564152 | 1 | 05/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |