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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,171-1,180 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Anthony Fezza1133552507/03/2006Customer DisputeDenied$8,000.00$0.00See FINRA Report
Eric Prange Krawitt2333128306/30/2006Customer DisputeDenied$100,000.00$0.00See FINRA Report
Catherine Marcia Johnson1099099106/29/2006Customer DisputeDenied$180,000.00$0.00See FINRA Report
Mark Walter Wells3053517606/28/2006Customer DisputeDenied$75,000.00$0.00See FINRA Report
Kevin John Curry3276473406/27/2006Customer DisputeDenied$14,000.00$0.00See FINRA Report
Troy Michael Larsen4286083106/12/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Dennis Cutrone2942376205/25/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin George MacKey712451105/15/2006Customer DisputeDenied$13,250.00$0.00See FINRA Report
Bradley J Adams4338504605/12/2006Customer DisputeDenied$11,580.00$0.00See FINRA Report
Shawn G Ryan2564152105/04/2006Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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