Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Richard Pittel | 2014938 | 1 | 09/06/2006 | Customer Dispute | Denied | $5,892.00 | $0.00 | See FINRA Report |
| Ana Elvira Oliveira | 2443225 | 2 | 08/31/2006 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Thorn | 1023425 | 3 | 08/14/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Dragonas | 2655606 | 2 | 08/01/2006 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Randall Irvin Goldring | 1084665 | 2 | 07/31/2006 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Shih-Wei Tao | 4025300 | 2 | 07/20/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Neunzig | 2437111 | 1 | 07/20/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Rodriguez | 1952747 | 4 | 07/14/2006 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Daniel Grant Price | 2776862 | 2 | 07/12/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Peter A Dreyfuss | 707000 | 1 | 07/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |