Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Jan Sinensky | 4535889 | 1 | 10/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Frederick Reim | 1318049 | 2 | 09/27/2006 | Customer Dispute | Denied | $5,839.33 | $0.00 | See FINRA Report |
| Steven Michael Springer | 2719905 | 1 | 09/25/2006 | Customer Dispute | Denied | $57,159.20 | $0.00 | See FINRA Report |
| David William Jack | 2415526 | 11 | 09/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald E Crum | 2363691 | 2 | 09/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kingman K Lowe | 3092633 | 1 | 09/22/2006 | Customer Dispute | Denied | $12,107.00 | $0.00 | See FINRA Report |
| Darren L Hugo | 2329387 | 1 | 09/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| R Scott Smith | 1401543 | 1 | 09/11/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Alan Hardy | 1705893 | 2 | 09/11/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rock Anthony Tate | 718070 | 2 | 09/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |