Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Hugh Brock | 2425944 | 6 | 12/08/2006 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Deborah Jean Tharp | 2960280 | 3 | 12/04/2006 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John David Naslund | 1025488 | 3 | 11/20/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Robert Cook | 1894803 | 3 | 11/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Andrew Haddow | 1848893 | 1 | 11/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Joseph Tangreti | 1216001 | 3 | 10/31/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Danny Scott Wilkinson | 2321633 | 2 | 10/24/2006 | Customer Dispute | Denied | $12,406.80 | $0.00 | See FINRA Report |
| Paula M Penn | 2790955 | 1 | 10/19/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Ellis Wisotsky | 1779989 | 1 | 10/16/2006 | Customer Dispute | Denied | $13,788.00 | $0.00 | See FINRA Report |
| Paul Charles Bizjack | 731015 | 1 | 10/12/2006 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |