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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,131-1,140 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Benjamin Jeffery Kirchoff2188542201/22/2007Customer DisputeDenied$5,001.00$0.00See FINRA Report
Melanie Ann Walton2458632101/16/2007Customer DisputeDenied$2,000,000.00$0.00See FINRA Report
Daniel Grant Price2776862201/16/2007Customer DisputeDenied$35,000.00$0.00See FINRA Report
Stephen Kepchar268212501/08/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Willard Prather Varnum2536807112/27/2006Customer DisputeDenied$14,000.00$0.00See FINRA Report
Frances Terkowitz Goldstein715632412/26/2006Customer DisputeDenied$0.00$0.00See FINRA Report
J Scott Miller4488259112/20/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Ashley Burrell2300088112/15/2006Customer DisputeDenied$5,313.00$0.00See FINRA Report
Darrell Chesley Hallenbrook2445790112/14/2006Customer DisputeDenied$5,567.00$0.00See FINRA Report
Danny Joong Kim4830187112/11/2006Customer DisputeDenied$135,000.00$0.00See FINRA Report

2,106 Results

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