Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Conklin | 1223626 | 1 | 04/17/2007 | Customer Dispute | Denied | $12,664.00 | $0.00 | See FINRA Report |
| Matthew Dow Teems | 2229577 | 1 | 04/09/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Michael S Weichbrodt | 2491906 | 1 | 03/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon Heath Glor | 2381503 | 1 | 03/05/2007 | Customer Dispute | Denied | $46,063.00 | $0.00 | See FINRA Report |
| Daniel James Fixell | 2320476 | 2 | 02/15/2007 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Lawrence Steven Stillwater | 436672 | 1 | 02/14/2007 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Carol Joan Richards | 1666263 | 1 | 02/07/2007 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Eric Ronald Cline | 2356240 | 1 | 02/05/2007 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jerome Paul Engelhard | 861718 | 1 | 01/23/2007 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Emmett Franklin Owenby | 2627284 | 1 | 01/22/2007 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |