Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Barron | 2499497 | 4 | 05/21/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Gary Lee Beller | 2099846 | 5 | 05/18/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Ylisa I Sanford | 3122349 | 3 | 05/14/2007 | Customer Dispute | Denied | $12,184.50 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 05/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 05/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen White | 1707259 | 2 | 05/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Douglas Burner | 2106262 | 1 | 05/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Asif Ali | 3254349 | 2 | 04/30/2007 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard Bruce Thorn | 1023425 | 3 | 04/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl Michael Lorenz | 2479388 | 1 | 04/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |