Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lawrence Wulf | 1988242 | 1 | 07/02/2007 | Customer Dispute | Denied | $23,691.30 | $0.00 | See FINRA Report |
| Curt Alan Haldorson | 4199889 | 1 | 06/29/2007 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Richard E Deitrick | 1722564 | 1 | 06/27/2007 | Customer Dispute | Denied | $14,860.00 | $0.00 | See FINRA Report |
| Dean Joseph Cimino | 1094312 | 2 | 06/20/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ylisa I Sanford | 3122349 | 3 | 06/14/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Maryann Elizabeth Chibbaro | 1832511 | 4 | 06/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney L McLeod | 1775046 | 2 | 06/11/2007 | Customer Dispute | Denied | $9,948.74 | $0.00 | See FINRA Report |
| James John Solano | 1540207 | 2 | 06/06/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Wright | 4560914 | 1 | 06/01/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James John Solano | 1540207 | 2 | 05/31/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |