Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Harold Peters | 2336217 | 1 | 08/08/2007 | Customer Dispute | Denied | $50,197.70 | $0.00 | See FINRA Report |
| Michael Scott Underwood | 2121307 | 3 | 08/07/2007 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Scott Michael Zoldan | 1875618 | 1 | 07/30/2007 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Dolan | 1456000 | 2 | 07/25/2007 | Customer Dispute | Denied | $156,583.00 | $0.00 | See FINRA Report |
| Gerald Samuel Silver | 2053192 | 2 | 07/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Leblanc | 2840129 | 2 | 07/16/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Michael McLaughlin | 2527311 | 1 | 07/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clovis Timothy Martin | 2186436 | 5 | 07/10/2007 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Mark W Watanabe | 4310871 | 1 | 07/05/2007 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Gary Franklin Komoto | 1039654 | 2 | 07/05/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |