Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Joseph Baro | 2216077 | 1 | 09/07/2007 | Customer Dispute | Denied | $8,138.91 | $0.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 08/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 08/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter G Heller | 4845334 | 1 | 08/27/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bruce Mathew Galloway | 4669664 | 3 | 08/21/2007 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 08/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Scott Quinto | 2028979 | 3 | 08/17/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Conturso | 3037632 | 2 | 08/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garrett Quantz Bland | 2116797 | 1 | 08/10/2007 | Customer Dispute | Denied | $252,500.00 | $0.00 | See FINRA Report |
| Joseph Karas | 4028877 | 1 | 08/09/2007 | Customer Dispute | Denied | $5,112,360.00 | $0.00 | See FINRA Report |