Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael D Moxley | 2125478 | 1 | 11/21/2007 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Dennis Snowden Wilt | 2680172 | 2 | 11/05/2007 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Mathew Prosperi | 1325237 | 2 | 11/01/2007 | Customer Dispute | Denied | $12,979.80 | $0.00 | See FINRA Report |
| Mounir Benbatoul | 4383049 | 1 | 10/28/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas F Markey | 1685656 | 1 | 10/22/2007 | Customer Dispute | Denied | $12,800.00 | $0.00 | See FINRA Report |
| David Sondergaard | 4567130 | 1 | 10/22/2007 | Customer Dispute | Denied | $12,800.00 | $0.00 | See FINRA Report |
| Shawn Paul Greseth | 2623804 | 2 | 10/18/2007 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Clovis Timothy Martin | 2186436 | 5 | 09/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susanna A Hadden | 4251654 | 2 | 09/25/2007 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Carlos Aurelio Alvarado | 1272824 | 6 | 09/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |