Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 01/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Richard Kelley | 1576047 | 1 | 01/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Peter Soliman | 4149178 | 4 | 12/28/2007 | Customer Dispute | Denied | $6,946.45 | $0.00 | See FINRA Report |
| Thomas Stephen Seidel | 1038386 | 1 | 12/19/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Rodd Jackson Melzer | 2773769 | 1 | 12/19/2007 | Customer Dispute | Denied | $105,424.00 | $0.00 | See FINRA Report |
| Victor Alan Rios | 1938346 | 2 | 12/19/2007 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| James Wing Hong Wong | 3104050 | 3 | 12/17/2007 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Michael Peter Doumani | 71063 | 3 | 12/12/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kaufman | 1070058 | 2 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Vincent Ruta | 2221536 | 1 | 12/07/2007 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |