Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Paul Lizzio | 1380015 | 2 | 02/20/2008 | Customer Dispute | Denied | $7,100,000.00 | $0.00 | See FINRA Report |
| Norman Joseph Killop | 2079787 | 5 | 02/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Everett Paul Samuels | 2201758 | 5 | 02/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Stewart Small | 1148738 | 4 | 02/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Hyams | 2168831 | 2 | 02/13/2008 | Customer Dispute | Denied | $74,404.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 02/11/2008 | Customer Dispute | Denied | $434,184.00 | $0.00 | See FINRA Report |
| Jessica Anne Marshall | 732951 | 2 | 02/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Samuel Silver | 2053192 | 2 | 02/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Sexton | 2164023 | 1 | 02/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blake M Hallock | 4341099 | 1 | 02/04/2008 | Customer Dispute | Denied | $15,700.00 | $0.00 | See FINRA Report |