Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jill Elizabeth Drinkwater | 841999 | 1 | 03/13/2008 | Customer Dispute | Denied | $14,226.30 | $0.00 | See FINRA Report |
| Romualdo Gonzalez | 2783282 | 1 | 03/13/2008 | Customer Dispute | Denied | $11,895.00 | $0.00 | See FINRA Report |
| Craig Curry Miller | 1586235 | 1 | 03/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 03/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Bryan Anderson | 4873740 | 1 | 03/05/2008 | Customer Dispute | Denied | $29,609.30 | $0.00 | See FINRA Report |
| Joseph James Matthews | 1786033 | 1 | 03/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Patrick Dolan | 2466281 | 3 | 02/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Ernest Weinrich | 2799901 | 2 | 02/29/2008 | Customer Dispute | Denied | $8,273.39 | $0.00 | See FINRA Report |
| Kevin Robert Lynch | 2787107 | 4 | 02/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew R Petty | 4040108 | 1 | 02/25/2008 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |