Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yasset Echemendia | 4236638 | 1 | 04/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Raymond Beal | 4572440 | 1 | 04/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert David Levalley | 1351906 | 3 | 04/02/2008 | Customer Dispute | Denied | $112,000.00 | $0.00 | See FINRA Report |
| Michael Louis Lombardi | 2437234 | 3 | 03/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jodi Ann Takaezu Lam | 3131731 | 1 | 03/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Whitney Drayer | 2395631 | 1 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Rosenthal | 1304334 | 1 | 03/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Eric Stotz | 2749939 | 2 | 03/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Charles Napp | 1483051 | 1 | 03/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Steven Ryan | 1737530 | 1 | 03/13/2008 | Customer Dispute | Denied | $163,708.00 | $0.00 | See FINRA Report |