Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Michael Chapman | 4724114 | 3 | 04/30/2008 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
| Susan Lundeen Smith | 4384931 | 1 | 04/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Jurun | 1037136 | 1 | 04/29/2008 | Customer Dispute | Denied | $1,100,000.00 | $0.00 | See FINRA Report |
| Howard Rhiny Hissrich | 4800761 | 1 | 04/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Charles Loche | 2860596 | 1 | 04/25/2008 | Customer Dispute | Denied | $34,466.70 | $0.00 | See FINRA Report |
| Philip L Hawkins | 2425370 | 1 | 04/17/2008 | Customer Dispute | Denied | $6,425.20 | $0.00 | See FINRA Report |
| Yvonne Marie Cole | 2879332 | 1 | 04/17/2008 | Customer Dispute | Denied | $10,317.50 | $0.00 | See FINRA Report |
| Lucy W Edwards | 2424144 | 1 | 04/16/2008 | Customer Dispute | Denied | $2,300,000.00 | $0.00 | See FINRA Report |
| Robert J Hanes | 2356898 | 4 | 04/15/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Victor Alan Rios | 1938346 | 2 | 04/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |