Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Michael Keegan | 2692783 | 10 | 06/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Ian Vy | 1618859 | 2 | 06/09/2008 | Customer Dispute | Denied | $104,699.00 | $0.00 | See FINRA Report |
| Stephen R Mihalek | 4403050 | 3 | 06/07/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Santo | 1329706 | 3 | 06/04/2008 | Customer Dispute | Denied | $482,029.00 | $0.00 | See FINRA Report |
| Daniel Wesley Albert | 1515219 | 1 | 05/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph John Saccon | 2529307 | 1 | 05/13/2008 | Customer Dispute | Denied | $19,901.00 | $0.00 | See FINRA Report |
| Juan Carlos Avila | 2639265 | 2 | 05/13/2008 | Customer Dispute | Denied | $17,178.40 | $0.00 | See FINRA Report |
| Glenn Graepel | 2435511 | 2 | 05/08/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Mirabella | 2782930 | 2 | 05/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erwin Joseph Moosher | 1047933 | 1 | 04/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |