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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 2,106 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marcella M Behman2074358108/10/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Henry Hyun Choi6723549308/08/2022Customer DisputeDenied$18,000.00$0.00See FINRA Report
Susanna L Adler2937395408/01/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Anthony Colacci2504222107/21/2022Customer DisputeDenied$0.00$0.00See FINRA Report
David Foreman6514586107/21/2022Customer DisputeDenied$100,000.00$0.00See FINRA Report
Edwin Corby Bertolett1453398307/18/2022Customer DisputeDenied$100,000.00$0.00See FINRA Report
Ximena Shannon2570692107/14/2022Customer DisputeDenied$0.00$0.00See FINRA Report
John Walter Cary872115107/13/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Curtis Wilson861144307/11/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Lilly Ann Cuaron Castro5510204107/04/2022Customer DisputeDenied$0.00$0.00See FINRA Report

2,106 Results

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