Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Dell Maphet | 2293930 | 2 | 01/09/2013 | Customer Dispute | Settled | $205,749.00 | $0.00 | See FINRA Report |
| Richard Joseph Massaux | 2746156 | 4 | 01/06/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacob Michael Tolk | 5152713 | 1 | 01/04/2013 | Customer Dispute | Settled | $36,419.90 | $0.00 | See FINRA Report |
| Richard M Stone | 4089196 | 1 | 12/20/2012 | Customer Dispute | Settled | $180,308.00 | $0.00 | See FINRA Report |
| Michael Robert Woods | 1600470 | 1 | 12/14/2012 | Customer Dispute | Denied | $13,598.00 | $0.00 | See FINRA Report |
| Edwin Rodriguez | 1952747 | 4 | 12/13/2012 | Customer Dispute | Award / Judgment | $45,000.00 | $64,854.10 | See FINRA Report |
| David Joseph Deluca | 2270324 | 2 | 12/10/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas James Hagen | 3160894 | 1 | 12/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Cabral Giresi | 5009722 | 2 | 11/28/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Kaufman | 1070058 | 2 | 11/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |