Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Fishman | 1437630 | 3 | 02/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerald Edward O'Connor | 3117815 | 2 | 02/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Prinya Sommala | 4630609 | 2 | 02/12/2013 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Greg D Edgar | 2252729 | 1 | 02/07/2013 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |
| James Francis Kwei | 2100596 | 1 | 02/04/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Casey Watt Knowles | 4371692 | 2 | 02/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michele Caggiano | 2939477 | 2 | 01/31/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 01/18/2013 | Customer Dispute | Award / Judgment | $100,000.00 | $19,148.00 | See FINRA Report |
| Justin Andrew Jenniges | 5153904 | 1 | 01/14/2013 | Customer Dispute | Award / Judgment | $0.00 | $44,400.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 01/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |