Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kom Chris Ngoy | 2801102 | 4 | 04/16/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John William Carbaugh | 2576618 | 2 | 04/02/2013 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Richard Adam Cohen | 2632775 | 3 | 03/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanine Clifford | 1545071 | 1 | 03/19/2013 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| John Lawrence Alex | 2020710 | 3 | 03/19/2013 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Kreuzer | 1499883 | 3 | 03/07/2013 | Customer Dispute | Settled | $220,500.00 | $0.00 | See FINRA Report |
| Jose Miguel Hernandez | 2541224 | 2 | 03/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Cisternas | 3121663 | 3 | 02/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory H Roth | 1672320 | 4 | 02/19/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Miguel Pena | 3249428 | 1 | 02/19/2013 | Customer Dispute | Withdrawn | $675,000.00 | $0.00 | See FINRA Report |