Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Barry Segall | 1690733 | 1 | 06/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yazen A Hadi | 4948610 | 2 | 06/03/2013 | Customer Dispute | Denied | $9,200.00 | $0.00 | See FINRA Report |
| Arthur Murphy | 2001167 | 1 | 05/29/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michele Caggiano | 2939477 | 2 | 05/23/2013 | Customer Dispute | Withdrawn | $27,046.50 | $0.00 | See FINRA Report |
| Kom Chris Ngoy | 2801102 | 4 | 05/22/2013 | Customer Dispute | Settled | $34,190.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 05/20/2013 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Kelly Deann York | 4190280 | 1 | 05/20/2013 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Edward Albert Glenn | 1157954 | 1 | 04/29/2013 | Customer Dispute | Award / Judgment | $0.00 | $21,784.70 | See FINRA Report |
| James B Sessoms | 1559272 | 1 | 04/24/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Carl John Rimer | 5239850 | 4 | 04/23/2013 | Customer Dispute | Settled | $139,000.00 | $0.00 | See FINRA Report |