Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Farley Hickey | 828828 | 3 | 07/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 06/24/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 06/14/2013 | Customer Dispute | Settled | $7,400,000.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 06/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Girard Campbell | 2505333 | 8 | 06/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Marie Smith | 1562664 | 1 | 06/10/2013 | Customer Dispute | Award / Judgment | $73,135.00 | $69,765.00 | See FINRA Report |
| William Warren Fox | 1300244 | 1 | 06/10/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Taryn Horne | 4847672 | 1 | 06/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter William Renaghan | 1038224 | 2 | 06/04/2013 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Zachary Zwilling | 5018690 | 2 | 06/03/2013 | Customer Dispute | Denied | $31,861.20 | $0.00 | See FINRA Report |