Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Zhigang Shen | 3199329 | 1 | 08/08/2013 | Customer Dispute | Settled | $21,233.00 | $0.00 | See FINRA Report |
Fred L Weingart | 4564974 | 2 | 08/07/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Anthony Joseph Bonacci | 4824768 | 1 | 08/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joshua Berman | 5538675 | 1 | 08/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Susan Green Weitzman | 4370842 | 1 | 07/30/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mitchell M Tordjman | 2689326 | 2 | 07/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Geralyn Pijut Schroth | 1220168 | 2 | 07/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark Joseph Banholzer | 2409901 | 1 | 07/17/2013 | Customer Dispute | Denied | $84,656.50 | $0.00 | See FINRA Report |
Matthew Eric Hillman | 5202325 | 1 | 07/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael B Torpey | 4361773 | 1 | 07/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |