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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 931-940 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Zhigang Shen3199329108/08/2013Customer DisputeSettled$21,233.00$0.00See FINRA Report
Fred L Weingart4564974208/07/2013Customer DisputeSettled$300,000.00$0.00See FINRA Report
Anthony Joseph Bonacci4824768108/05/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Joshua Berman5538675108/03/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Susan Green Weitzman4370842107/30/2013Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mitchell M Tordjman2689326207/29/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Geralyn Pijut Schroth1220168207/18/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Joseph Banholzer2409901107/17/2013Customer DisputeDenied$84,656.50$0.00See FINRA Report
Matthew Eric Hillman5202325107/15/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Michael B Torpey4361773107/02/2013Customer DisputeSettled$0.00$0.00See FINRA Report

4,993 Results

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