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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 921-930 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Cullen Stanley709501109/25/2013Customer DisputeFinal$0.00$0.00See FINRA Report
Jonathan Brotonel5802429109/19/2013Customer DisputeDenied$30,000.00$0.00See FINRA Report
Krista Lynn Girrbach2009582109/13/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Steven Mark Earle4214837109/06/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Clovis Timothy Martin2186436509/04/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Edward Anthony Jordan2814292309/04/2013Customer DisputeDenied$0.00$0.00See FINRA Report
William Robert Conte1681258108/23/2013Customer DisputeSettled$500,000.00$0.00See FINRA Report
Scott Jerome Hesekiel1137405208/22/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Troy Reese Corbridge2822599208/19/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Monica Ann Malhoit865425108/16/2013Customer DisputeDenied$50,000.00$0.00See FINRA Report

4,993 Results

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