Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Mastrosimone | 2767741 | 5 | 11/12/2013 | Customer Dispute | Settled | $533,324.00 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 11/06/2013 | Customer Dispute | Closed-No Action | $119,375.00 | $0.00 | See FINRA Report |
| Peter Thompson Bergquist | 2962891 | 1 | 11/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Barron | 1356655 | 3 | 11/06/2013 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Steven P Kessler | 2970549 | 1 | 11/04/2013 | Customer Dispute | Denied | $182,100.00 | $0.00 | See FINRA Report |
| Ralph A Colo | 2398320 | 1 | 10/31/2013 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Olga Cristina Blanchette | 4789469 | 2 | 10/14/2013 | Customer Dispute | Denied | $6,578.00 | $0.00 | See FINRA Report |
| Kevin Eugene Neville | 1617499 | 2 | 10/07/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 10/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Arthur Ridenour | 720899 | 6 | 09/30/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |