Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raffaele Provvisiero | 4630825 | 1 | 01/06/2014 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Achilles Kontoyiannis | 2660787 | 1 | 12/19/2013 | Customer Dispute | Denied | $5,840.00 | $0.00 | See FINRA Report |
| John Millard Friedman | 2334065 | 2 | 12/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Sherman | 2233839 | 3 | 12/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cathy Diane Shattuck | 1822443 | 7 | 12/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Robert Hassett | 2240163 | 1 | 12/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jenny J Jones | 4503546 | 1 | 12/04/2013 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Audrey Ellen Franzblau | 2052064 | 2 | 12/02/2013 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Renee Claire Siegel | 1434172 | 3 | 11/18/2013 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 11/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |