Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean D Trindle | 704797 | 5 | 03/05/2014 | Customer Dispute | Denied | $361,375.00 | $0.00 | See FINRA Report |
| John Cameron McCarty | 5788105 | 1 | 02/19/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neal Patrick Burgess | 3045206 | 2 | 02/19/2014 | Customer Dispute | Denied | $11,593.00 | $0.00 | See FINRA Report |
| Daniel Scott Haskard | 2896414 | 2 | 02/10/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Allen Koras | 2690106 | 1 | 02/04/2014 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Hugh Matthew Venrick | 1018209 | 1 | 01/29/2014 | Customer Dispute | Final | $13,142.20 | $0.00 | See FINRA Report |
| William B Quick | 1549309 | 4 | 01/29/2014 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Carlos Alberto Vasquez | 5020736 | 2 | 01/28/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald Herman Lockshin | 311439 | 5 | 01/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Andrew Tynan | 1533361 | 4 | 01/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |