Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlo John Licata | 5026017 | 1 | 09/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael L Beers | 4066604 | 1 | 08/29/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Sean P Righter | 5419832 | 2 | 08/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Conturso | 3037632 | 2 | 08/24/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Brian Lee Purcell | 2334888 | 1 | 08/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracy Long Bird | 4147085 | 1 | 08/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Holmeen | 4089979 | 1 | 08/07/2023 | Customer Dispute | Pending | $168,000.00 | $0.00 | See FINRA Report |
| Lisa Capobianco | 4064381 | 1 | 08/07/2023 | Customer Dispute | Pending | $168,000.00 | $0.00 | See FINRA Report |
| David Lawrence Rosenberg | 1174021 | 3 | 08/02/2023 | Customer Dispute | Denied | $163,000.00 | $0.00 | See FINRA Report |
| Johnny Zighelboim | 2568536 | 1 | 07/29/2023 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |